There are four types of investors according to SEC regulation as follows:
1. Retail investor
2. Institutional Investor
3. High Net Worth Investors
4. Ultra High Net Worth Investors
The differences in investment limitations for each type of investors are as follows:
Investor type | maximum investment amount per bond | maximum investment amount per platform |
Retail investor | 100,000 baht per a crowdfunding bond (counting on the outstanding balance) | 1 million baht on crowdfunding bonds in 12 months period |
Institutional Investor | no limit | no limit |
High Net Worth Investor | no limit | no limit |
Ultra High Net Worth Investor | no limit | no limit |
Remark: - Retail investor can change the status to Institutional Investor, Hight Net Worth Investors and Ultra High Net Worth by submitting document for qualification verification according to SEC regulations. - Issuer can raise fund from retail investors with a total amount not exceeding 50 million baht in cumulative.
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